ERMS Folder Framework

The purpose of the ERMS Folder Framework is to provide a standardised approach to folder and record titling in the ERMS. The list of terms for functions and activities is based on the ANU Business Classification Scheme (PDF, 267.82 KB).

Selecting the right place in the folder structure makes sure the records are retained for the authorised period of time as the folder structure is linked to disposal authorities. The main disposal authorities that cover ANU are Administrative Functions Disposal Authority and an ANU-specific authority for Student, Research, and Teaching and Learning files (PDF, 3.45 MB).

Under each activity, formats are given for folder titles and record titles. If the suggested format does not fit the folder being created, check that the folder is being created under the correct function and activity. Additional advice is provided within the framework for commonly created records such as committee records and project documentation.

This folder framework should be used in conjunction with the ERMS Naming Conventions (PDF, 521.04KB) and ERMS Folder Creation and Titling Conventions (PDF, 399.89 KB).

First level function terms

Assets and Facilities

Acquiring, constructing, managing, maintaining and disposing of buildings, vehicles, stores and equipment, including land, instruments, tools, machines, plant, furniture and furnishings, chemicals, hardware, homeware items, kitchen and cleaning items, medical supplies, stationery and artworks

Second level business activity terms

Acquisition and ProcurementBuying or getting use of property, goods and services. Includes: receiving and assessing tenders.
  • Includes:  services of consultants and contractors, warranties and guarantees.
  • Excludes:  deeds and contracts, acquisition of artworks, buildings, motor vehicles, technology and telecommunications software and equipment.
Folder titles

<name of warranty or guarantee>

<equipment category>

<title of tender> <year commenced>

Record titles

<name of warranty or guarantee>

<date warranty or guarantee ends>

<asset number><equipment category>

Agreements and ContractsThe establishment, maintenance, review and negotiation of contracts and agreements with vendors or other agencies to provide equipment, goods and services.
Folder titles
<ANU party> <other party> <type of agreement>
Agreements and contracts titling (PDF, 92.86 KB)
Record titles

<ANU party> <other party> <date signed> <content description> <type of agreement> <procurement number>

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Agreements and contracts titling (PDF, 92.86 KB)

ArtworksThe acquisition, by purchase or donation, and management of artworks.
  • Includes: loan of items from the collection, either for internal use or for display in external exhibitions.
Folder titles
<name of artwork collection> <year acquired or donated>
<name of artwork> <name of artist> <year acquired or donated> <asset number>
<name of exhibition> <date>
Record titles
<artwork name> <document type>
AuditOfficial inspections to examine facilities, equipment and items to ensure compliance with standards, and checking records to ensure they have been kept in accordance with standards and record the business of the University.
  • Includes: compliance, operational skills, system and quality assurance audits.
  • Excludes: audits of hazardous material.
Folder titles
<subject of audit> <date>
BookingsThe use made of facilities, vehicles, equipment and space.
  • Includes: location management.
Folder titles
<subject of audit> <date>
BuildingThe planning, construction, acquisition, management, fitout and disposal of property.
  • Includes: major repairs, installation of equipment.
  • Excludes: hazardous materials, contracts and routine maintenance.
  • Titling rule: building number to be added to metadata.
Folder titles
<campus> <building number> <building name> <building action i.e. planning, construction, acquisition, management, fit out, installation or repairs> 
 
Disposal and TransferAssigning equipment to employees or organisational units and disposing of property no longer required by the University.
Folder titles
 
<subject of disposal or transfer> <year>
EquipmentInstallation, configuration, maintenance and relocation of equipment.
  • Includes: scientific equipment and musical instruments.
Folder titles
<name of equipment> <year>
HazardsIdentification of risks relating to hazardous materials, implementation of procedures to treat risks, examination of facilities to ensure compliance with standards, and maintenance of buildings involving hazardous materials.
Folder titles
<name of hazard> <year>
InfrastructurePlanning, management and maintenance of development and construction projects.
  • Includes: planning for greenfields sites, roads, refurbishments and for demolition of existing facilities.
Folder titles
<campus> <building number> <building name> <infrastructure type: electrical, mechanical, roads, sewerage or water>
 
InstallationPlacing equipment in position, connecting and adjusting it for use.
Folder titles
<campus> <building number> <building name> <name of equipment>
InsuranceTaking out insurance premiums, administering payments from insurance policy as compensation for damage to or destruction of property.
Folder titles
<name of insurer> <name of policy> <year or year- year>
InventoryExamination, counting, listing and valuing of items and assets in the possession of the University.
Folder titles
<subject of inventory>
LandManagement of the physical attributes of University lands.
  • Includes: land assessments, authorisation, inspections, and compliance activities.
Folder titles
<geographic area> <subject>
Leasing and LicensingLeasing of items, equipment, accommodation, premises or real estate to or from another organisation.
Folder titles
<subject of lease or licence>
Lost PropertyCollection and management of property lost by staff or members of the public on University premises.
Folder titles
<subject>
MaintenanceRoutine upkeep of buildings.
  • Includes: cleaning, painting, grounds and cooling tower maintenance, and waste removal.
  • Excludes: hazardous waste.
Folder titles
<campus> <building number> <building name> <type of maintenance>
Motor VehiclesAcquisition, management, maintenance, repair and disposal of vehicles.
Folder titles
<identification of vehicle (i.e. registration number)> 
 
 <subject (e.g. electric vehicle purchases)>
Parking and TransportActivities associated with parking arrangements and driving and traffic infringements.
Folder titles
<subject>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year> 
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement> 
 
For building projects
<campus> <building number> <building name> <name of project> <project type: 
feasibility, planning, construction, fit out, refurbishment, installation, upgrade, replacement or demolition>
 
Record titles
YYYY-MM-DD <name of committee or plan or project> <document type>
Committees and records (PDF, 98.1 KB)
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guideline>
RelocationRelocation of a University business unit, workgroup or individual.
Folder titles
<subject of relocation>
SecurityThe activities associated with measures taken to protect people, premises, equipment or information from accidental or intentional damage or from unauthorised access.
Folder titles
<subject>
Space managementManagement of working spaces within buildings.
Folder titles
<subject>

Community Relations

The function of establishing rapport with the community and raising and maintaining the University's broad public profile, including the University's relationship with local, national and overseas governments, liaison with bodies carrying out investigations such as Royal Commissions, internal University relationships and with professional bodies, industry and the tertiary education sector, and the management of customer services.

Second level business activity terms

AccidentsDealing with mishaps causing injury or damage to the general public or visitors whilst on the University's premises.
Folder titles
<subject>
AlumniProviding services to, and maintaining lifelong relationships with, alumni of the University.
Folder titles
<subject>
Brand ManagementDevelopment and management of corporate style and identity including design, format and style guides for University publications, documents, stationery and objects.
Folder titles
<subject>
Donations, Bequests and EndowmentsManagement of money, items, artefacts or property donated to the University.
Folder titles
<name of donor> <bequest or endowment description> <year>
EventsArrangements for events including ceremonies, conferences, exhibitions, visits and social functions.
  • Includes: presentations given at events, and security arrangements.
  • Excludes: graduations.
Folder titles
<title of event> <date>
External RelationsMaintenance of contact between the University and other organisations and sectors, providing or receiving advice or submissions, handling queries and public reaction to policies or services, and appointing representatives.
Folder titles
<subject e.g. name of inquiry or organisation>
FundraisingActivities to encourage the receipt of money from the wider community.
Folder titles
<fundraising program name>
 
<name of sponsor>
 
<subject>
Market ResearchThe activities involved in qualitative and quantitative research used as market intelligence for the development and evaluation of products, services, and markets.
Folder titles
<subject>
MarketingThe process of analysing, creating and selling products and services.
  • Includes: sales forecasting, advertising, promotion, pricing and product evaluation.
Folder titles
<subject>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year> 
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement> 
 
<name of visitor program committee> <year>
<name of volunteer program> <year>
 
Record Titles
YYYY-MM-DD <name of committee or plan or project> <document type>
Committees and records (PDF, 98.1 KB)
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guidelines>
Public RelationsManaging information about the University to develop public understanding.
  • Includes: internal communications, digital and print media, social media, issues management, media relations and monitoring, cultivation of ANU talent and media contacts.
Folder titles
<subject>
Student RecruitmentPlanning, marketing, publicity and events designed to recruit new students to the University.
  • Includes: Open Days, Careers Market, publicising and advertising of University programs, facilities and services.
Folder titles
<subject> <year>

Financial Management

The function of managing the University's financial resources, including establishing, operating, and maintaining accounting systems, controls and procedures, financial planning, framing budgets and submissions, and managing funds in the form of allocations and revenue from charging, trading and investments.

Second level business activity terms

Accounting - TransactionalRecording financial transactions showing receipts and payments.
  • Includes: invoices, credit card statements, payment of salaries and allocating funds to organisational units.
Folder titles
<subject>
Agreements and ContractsThe establishment, maintenance, review and negotiation of contracts and agreements with vendors or other agencies to provide equipment, goods and services.
Folder titles
<ANU party> <other party> <type of agreement> 
 
Record Titles
<ANU party> <other party> <date signed> <content description> <type of agreement> <procurement number> 
 
Audit (Financial)Official checking of financial records to ensure they have been kept and maintained in accordance with agreed or legislated standards and correctly record the events, processes and business of the University in a specified period.
Folder titles
<name of audit> <year>
BudgetingPlanning the use of expected income and expenditure over a specified period.
Folder titles

<budget type (e.g. annual)> <organisational unit> <year or date>

<budget type> <subject>

Fees and ChargesDetermination and monitoring of fees or charges incurred for the provision and supply of the University's goods or services.
Folder titles
<subject>
FraudDisclosure of fraud, and strategies for the prevention of fraud.
  • Includes: involvement in fraud prevention projects and the education of staff about fraud disclosures.
Folder titles
<subject>
 
<subject of investigation>
 
<name of program>
Funds management and investmentsManagement of University funds in an efficient and economical manner by ensuring an effective system of internal control is in operation.
Folder titles
<name of fund>
 
<name of portfolio>
 
<subject>
  • Includes: investments and loans.
InsuranceAdministrating and managing payments demanded in accordance with an insurance policy as compensation for injury, death, or denial of rights of a person, or damage to or destruction of property.
  • Includes: recompense sought for stolen or lost property.
Folder titles
<subject>
Management AccountingSummarising and analysing information on financial transactions and subsequently on the financial position and operating results of the University.
  • Includes: financial statements and the monitoring of the University's accounting systems and internal controls.
Folder titles
<subject>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year> 
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement> 
 
Record Titles
YYYY-MM-DD <name of committee or plan or project> <document type>
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guideline>
TaxationManaging taxation matters, including assessment of Fringe Benefits Tax (FBT) and assessment and payment of Goods and Services Tax (GST).
  • Includes: business activity statements.
Folder titles
<subject> <year>
Vendor ManagementAccreditation of suppliers and maintenance of catalogues and product lists from vendors of assets and equipment of potential utility to the University.
Folder titles
<name of supplier>

Governance

The function of applying broad systematic management planning for the University, including activities involved with the development, monitoring and reviewing of business and strategic plans and other long-term organisational strategies, development of corporate objectives, continuous improvement processes, risk management strategies, quality assurance and certification, assignment of delegations, and the formulation and amendment of legislation.

Second level business activity terms

AuditOfficial checking of quality assurance and operational records to ensure they have been kept and maintained in accordance with standards and correctly record the events, processes and business of the organisation in a specified period.
  • Includes: compliance audits, operational audits and quality assurance audits.
Folder titles
<subject of audit> <date>
CommitteesManagement of committees.
  • Includes: Council and its committees, Academic Board and other high-level corporate committees.
Folder titles
Governance level committee Level 3 Contribution Folder title: 
 
<organisation unit> < committee meeting name>
 
Governance level committee Level 4 Contribution Folder title: 
 
YYYY-MM-DD <committee meeting name> <meeting number > - <YYYY>
 
Record Titles
Committee Meeting Document Title:
 
YYYY-MM-DD <committee meeting name> < document name> <meeting number> - <YYYY>
 
DelegationsManaging delegations of power to authorise an action on behalf of the University.
Folder titles
<delegation number> <subject>
 
<subject>
ElectionsManaging nominations, appointments and resignations of individuals appointed by the University or their co-workers.
Folder titles
<name of position>
 
<subject>
LegislationThe process of making and amending laws.
  • Includes: Acts of Parliament and University statutes and rules.
Folder titles
<subject>
LiaisonMaintenance of contact between the University and other organisations and sectors, providing or receiving advice or submissions, and handling queries and public reaction to policies or services.
Folder titles
<subject e.g. name of inquiry or organisation>
 
<subject>
Organisational structureEstablishing and changing of the organisational structure to meet University goals.
Folder titles
<subject>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year>
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement> 
 
Record Titles
YYYY-MM-DD <name of committee or plan or project> <document type>
 
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guideline>
Quality AssuranceAdministering the University's compliance with quality standards applicable to the tertiary education sector.
Folder titles
<name of standard> <year>
Risk ManagementIdentification of risks, likelihood, consequences of those risks, and implementation of appropriate practice and procedures to treat the risks.
Folder titles
<risk type> <subject>
Subsidiaries and Associated EntitiesEstablishment, registration, maintenance and winding-up of University-owned registered companies or subsidiaries as corporate legal entities.
Folder titles
<name of company or subsidiary> <subject>

Human Resources

Management of all employees of the University and volunteer workers, including employment conditions, staff development, compensation to personnel injured at work, implementation of work health and safety legislation, change management, and industrial relations.

Second level business activity terms

Agreements and ContractsThe establishment, maintenance, review and negotiation of contracts and agreements with vendors or other agencies to provide equipment, goods and services.
Folder titles
<ANU party> <other party> <type of agreement>
Agreements and contracts titling (PDF, 92.86 KB)
Record Titles
<ANU party> <other party> <date signed> <content description> <type of agreement> <procurement number>
Agreements and contracts titling (PDF, 92.86 KB)
Change ManagementRe-assessment of the activities, goals and structure of the University.
  • Includes: consideration of the number of staff, their position descriptions, equipment and other resources required to meet objectives.
Folder titles
<name of work area> restructure
 
<name of work area> review
Equity and DiversityDevelopment and implementation of University-wide policies, plans and initiatives about equity of employment.
  • Includes: workplace diversity, anti-discrimination and equal employment opportunity programs.
Folder titles
<name of program or plan or project> <year (if required)>
Grievances and ComplaintsHandling and resolution of grievances.
  • Includes: handling complaints over perceived discrimination, work environment, work organisation or distribution, peers, supervisors or subordinates, and provision of access to opportunities such as training, equipment, promotion or higher duties.
Folder titles
Dispute notification <name/s>
 
Review of decision <name/s>
 
Grievance <name/s>
Record Titles
<U2468101> <surname>, <first name> - Grievance <U7654321> <surname>, <first name> 
 
 
<U1234567>  <surname>, <first name> - <college or division or portfolio> - <name of document/ content> - <YYYY-MM DD>
Industrial RelationsEmployee negotiations for increased pay or benefits.
  • Includes: enterprise bargaining, handling of any disagreements relating to awards or agreements, and appeals to an external arbitrator.
Folder titles
Enterprise Agreement negotiations <term of agreement>
 
<name of organisation> <subject>
PerformanceIdentification, evaluation and development of corporate and employee work performance so that the University's goals and objectives are achieved.
  • Includes: employees' benefits through recognition, performance feedback and career guidance.
Folder titles
<name of award>  <year only if required>
<subject>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year>
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement>
 
Record Titles
Committee Meeting Document Title:
 
YYYY-MM-DD <committee or meeting name> <name of document e.g. meeting agenda>
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guideline>
RecruitmentRecruiting of professional and academic staff.
  • Includes: applying for approval to fill existing vacancies, advertising of positions, handling of applications, interviews, selection and appointment.
Folder titles
<position title> <work area> <classification> <reference number>
 
<subject e.g. exemptions requests> 
Record Titles
<position title>  <position location> <position ANU level> <division or college>  <reference number> <position number>
Remuneration and salariesManagement of payment of salaries to personnel.
  • Includes: payroll deduction authorities and employee pay history records.
Folder titles
<subject>
Staff fileStaff files detailing employment histories.
  • Includes: appointments, accidents, allowances, medical and personal leave certificates, compensation, security issues and separations.
Folder titles
<University identification number> (auto created by ERMS)
Note: if not auto created file to be created manually
 
Level 4 Folder
<University identification number>
Confidential
 
Level 4 Folder
<University identification number> workers compensation 
 or 
<University identification number> compensation claim <claim number>
 
Record Titles
<U1234567> <surname>, <first name> - <college or division or portfolio> - <name of document> - <YYYY-MM-DD>
SuperannuationManagement of employee superannuation deductions and University superannuation contributions.
Folder titles
<subject>
Systems and ProcessesDevelopment, implementation and monitoring of Human Resources systems and processes within the University.
  • Includes: pilot and post implementation reviews, feasibility studies, finalised system documentation, user and technical manuals, data dictionaries, business rules, user requirements, system specifications, rectification of problems, requests for system changes and final sign-off by all parties.
Folder titles
<subject>
Training and DevelopmentActivities relating to internal and external training available to staff.
  • Includes: course material, application forms, confirmation of course attendance, results, course evaluations, venue bookings and equipment hire.
  • Titling rule: WH&S training to be noted where applicable.
Folder titles
<name of course or session>
 
Work Health and Safety <name of course> <year>
 
<name of scheme or fund > 
TravelArrangements for a journey or trip (both low and high risk) and relocating business units, workgroups or individuals.
  • Includes: arrangements for obtaining official passports and visas, itineraries, bookings and storage of personal effects at University expense.
Folder titles
<subject>
Visitors and Honorary Appointments FilesVisitors and Honorary Appointments files detailing ANU association histories.
  • Includes: appointments, accidents, allowances, medical and personal leave certificates, compensation, security issues and separations.
Folder titles

<University identification number> (auto created by ERMS)

Note: if not auto created file to be created manually
 
Level 4 Folder
<University identification number>
Confidential
 
Record titles
<U1234567> <surname>, <first name> - <college or division or portfolio> - <name of document> - <YYYY-MM-DD>
WelfareManagement of University programs which encourage the establishment and maintenance of a healthy work environment.
  • Includes: counselling and health services, first aid facilities, promotional material.
Folder titles
Work Health and Safety <subject>
Workers CompensationManagement of insurance premiums to cover loss or damage to staff against injury or death resulting from incidents on University premises or whilst engaged in employment.
  • Excludes: compensation cases.
Folder titles
<name of insurer> <year>

Information Management

Management of the University's information resources including the production of publications.

Second level business activity terms

AuditOfficial checking of records to ensure they have been kept and maintained in accordance with agreed or legislated standards and correctly record the events, processes and business of the University.
Folder titles
<subject of audit> <date>
CasesRecords documenting requests for public access to records under the FOI Act, the Privacy Act, and the Archives Act.
Folder titles
<subject or name> <date>
ControlActivities associated with creating and maintaining control mechanisms.
  • Includes: control records for recordkeeping systems, business classification schemes, business rules and thesauruses.
Folder titles
<subject>
DisposalTransferring of records into storage, destruction of records, and sale and distribution of publications.
Folder titles
<subject>
DonationsManagement of publications and papers donated to the University.
Folder titles
<subject> <year>
 
<donor> <type of collection>
Intellectual PropertyManagement of the University's intellectual property and the use of material held by the University in which another party owns the intellectual property rights.
Folder titles
<subject>
Library ManagementAcquisition, control and disposal of library material and the provision of services to internal and external customers.
  • Excludes: donations.
Folder titles
<name of service >
 
<name of vendor>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year> 
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement> 
 
<name of visitor program committee> <year>
<name of volunteer program> <year>
Record Titles
YYYY-MM-DD <name of committee or plan or project> <document type>
 
<volunteer surname, given name>
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines
Folder titles
<name of policy or procedure or guideline>
PrivacyActivities associated with applying the principles of privacy.
Folder titles
<subject>
PublicationsDrafting and producing hard-copy publications and audiovisual products.
  • Excludes: websites.
Folder titles
<name of publication >
 
<name of vendor>
SecurityProtection of information from accidental or intentional damage or from unauthorised access.
Folder titles
<subject>
WebsitesDevelopment, modification and maintenance of websites in the anu.edu.au domain.
Folder titles
<title of webpages> <subject>
 
<subject>

Legal Services

Provision of legal services to the University, including advice to the University, drawing up of legal agreements and handling of legal actions and disputes.

Second level business activity terms

AdviceOffering of opinions by or to the University as to an action or judgement.
Folder titles
<subject> <date>
Agreements and ContractsEstablishment, maintenance, review and negotiation of agreements and contracts.
Folder titles
<ANU party> <other party> <type of agreement> 
 
Record Titles
<ANU party> <other party> <date signed> <content description> <type of agreement> <procurement number> 
 
DisputesManagement of disputes between the University and other parties.
  • Includes: investigations, negotiations and managing lawsuits or legal proceedings in a court or other tribunal.
Folder titles
<other party> <subject of dispute> <case number>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year>
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement>
 
Record Titles
YYYY-MM-DD <name of committee or plan or project> <document type>
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guideline>

Research and Technology Transfer

Creative work undertaken on a systematic basis in order to increase the stock of knowledge and the use of this stock of knowledge to devise new applications for practical and commercial purposes.

Second level business activity terms

ConsultanciesConsultancy projects for external clients undertaken by the University.
Folder titles
<name of project>
Ethics and ConductMonitoring of the University's adherence to research ethics guidelines and codes of practice.
Folder titles
<name of committee> <subject>
External ReviewsReview carried out by external organisations of the University's products, processes, procedures, standards and systems.
  • Excludes: financial audits.
Folder titles
<subject of review>
Intellectual Property ManagementManagement of the University's intellectual property both published and unpublished. Includes the use of material held by the University in which another party owns the intellectual property rights.
Folder titles
<subject>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards, reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year>
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement> 
 
<name of visitor program committee> <year>
<name of volunteer program> <year> 
Record Titles
YYYY-MM-DD <name of committee or plan or project> <document type>
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guideline>
Post-awardManagement of the University's research projects including joint ventures.
  • Includes: establishment, negotiation of agreements and reporting requirements.
Folder titles
<name of non-monetary head agreement>
 
<name of monetary project>
 
<name of internal scheme>
Pre-awardApplications by the University to funding bodies for research or development grants.
Folder titles
<name of internal scheme>
 
<name of international funding body> <country>
Research ActivitiesActivities associated with research projects.
  • Includes: investigation into existing research, collection, analysis, assessment of research data and forming conclusions.
  • Excludes: administration of grants.
Folder titles
<subject>
Research CollectionsManagement of collections within the University gathered for research purposes.
  • Includes: collections of data, artefacts, samples and archives.
Folder titles
<name of collection> <subject>
Research Prizes and EsteemActivities concerning awards to staff for outstanding achievements or endeavours in research.
Folder titles
<name of awarding body>
Technology TransferTransfer of the University's technological intellectual property through licensing or franchising.
  • Includes: the conversion of scientific or technological advances into marketable goods or services.
Folder titles
<subject>

Students

Recruitment, admission and assessment of students to University academic programs, Including student services and management of student performance.

Second level business activity terms

Academic Conduct and PerformanceManagement of student performance.
  • Includes: Academic misconduct and infringements of rules.
Folder titles
<name of committee> <subject> <date>
AccommodationEstablishment and provision of student residential accommodation and associated services.
Folder titles
<subject>
AdmissionsManagement of activities associated with the admission of student for a course of study to the University.
  • Includes: liaising with the University Admissions Centre and service providers.
Folder titles
<subject>
Appeals and ComplaintsHandling and resolution of student grievances and related appeals.
  • Includes: perceived discrimination, the academic environment and progress, peers and supervisors, academic progress and services to students.
Folder titles
See student file
AwardsAwarding and administration of prizes and medals to students for outstanding achievement.
  • Excludes: academic awards.
Folder titles
<name of prize or medal>
 
<name of prize or medal committee>
Examination and AssessmentConducting and coordinating assessment and progress of students.
  • Includes: recording and notification of results and academic performance.
Folder titles
<subject>
Fees and ChargesDetermination, assessment, notification of liabilities and reporting of student tuition fees.
  • Includes: Higher Educational Contribution Scheme (HECS) and Higher Education Support Act fees and charges.
Folder titles
<type of fee, e.g. international student, services and amenities, domestic tuition>
Financial AssistanceProvision of financial assistance to students.
  • Includes: liaison with external bodies.
Folder titles
<name of provider>
GraduationsConferring and administering of degrees to students.
Folder titles
<subject>
MobilityAdministration of student exchange and study abroad programs.
Folder titles
<name of program>
<subject>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year> More information
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement>
 
<name of visitor program committee> <year>
<name of volunteer program> <year>
Record Titles
YYYY-MM-DD <name of committee or plan or project> <document type>
 
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guideline>
Program ManagementManagement of student programs of the University.
Folder titles
<name of program>
 
<subject>
ScholarshipsEstablishment, promotion, selection, awarding and administration of undergraduate and postgraduate scholarships.
Folder titles
<name of scholarship> <year or year-year>
 
<name of sponsor>
Student fileStudent files detailing admission and enrolment of individual students in University courses and programs.
Folder titles
<identification number> (auto created by ERMS)
 
<identification number> higher degree research examination
 
<identification number> appeal or complaint
 
<identification number> academic conduct and performance
Welfare and CounsellingProvision of health care facilities for students.
  • Includes: health education and promotion of health issues.
Folder titles
<name of welfare or counselling program or facility>
 
<subject>

Teaching, Learning and Supervision

Formulating and delivering the teaching curriculum and facilitating the learning process.

Second level business activity terms

Academic AwardsEstablishment and administration of degrees, diplomas and certificates awarded by the University.
  • Includes: honorary degrees.
  • Excludes: scholarships, prizes, medals and teaching awards.
Folder titles
<name of prize or award> <name of sponsor> 
 
< name of prize or award > <name of organisational unit>
 
< name of prize or award committee>
 
<subject>
AccreditationFormal approval from relevant accrediting organisations, external professional bodies or government authorities, for offering particular courses of study at the University.
  • Includes: review and re-accreditation of courses.
Folder titles
<name of program> <name of accrediting body> <year>
 
<subject>
AssessmentConducting and coordinating assessment and progress of students.
  • Includes: recording and notification of results and academic performance.
Folder titles
<subject>
Grant FundingApplications by the University to funding bodies for grants.
Folder titles
<name of funding scheme>
 
<name of funding body> 
Intellectual PropertyManagement of the University's intellectual property and the use of material held by the University in which another party owns the intellectual property rights.
Folder titles
<subject>
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Folder titles
<organisational unit> <name of committee or meeting> <year> More information
 
<organisational unit> <type of plan or report> <year>
 
<organisational unit>  <name of standard or body>
 
<name of project> <project phase: start-up, planning, execution, closure, post-implementation review, governance or procurement> 
 
<name of visitor program committee> <year>
 
<name of volunteer program> <year>
Record Titles
YYYY-MM-DD <name of committee or plan or project> <document type>
 
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Folder titles
<name of policy or procedure or guideline>
Programs and CoursesDevelopment and delivery of courses of study for students enrolled at the University.
Folder titles
<name of course or program>
 
<subject>
Teaching AwardsAdministration of awards for excellence related to the teaching and learning function.
Folder titles
<name of award>  
 
<name of committee>
 
<subject>

Technology and Telecommunications

Developing or acquiring, testing and implementing applications, systems and databases to support the business needs of the University to capture, store, retrieve, transfer, communicate and disseminate information through automated systems, including the evaluation of software and hardware and the acquisition, tendering, leasing, licensing and disposal of systems, communication network systems such as video conferencing, voice mail and electronic mail and technical aspects of the Internet, Intranet and websites.

Second level business activity terms

Application DevelopmentDevelopment of software and programming codes to run business applications.
  • Includes: specifications, testing, pilots, prototyping and metadata requirements.
Folder titles
<name of application>
Agreements and ContractsThe establishment, maintenance, review and negotiation of contracts and agreements with vendors or other agencies to provide equipment, goods and services.
Folder titles
<ANU party> <other party> <type of agreement>
Agreements and contracts titling (PDF, 92.86 KB)
Record titles

<ANU party> <other party> <date signed> <content description> <type of agreement> <procurement number>

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Agreements and contracts titling (PDF, 92.86 KB)

ArtworksThe acquisition, by purchase or donation, and management of artworks.
  • Includes: loan of items from the collection, either for internal use or for display in external exhibitions.
Folder titles
<name of artwork collection> <year acquired or donated>
<name of artwork> <name of artist> <year acquired or donated> <asset number>
<name of exhibition> <date>
Record titles
<artwork name> <document type>
AuditOfficial inspections to examine equipment, items and processes to ensure compliance with standards, and checking records to ensure they have been kept in accordance with standards and record the business of the University.
  • Includes: compliance, system and quality assurance audits.
  • Excludes: financial audits.
ContractingThe provision of goods and services by an external contractor, vendor or consultant, or by using external bureau services.
  • Includes: outsourcing.
Database AdministrationBuilding, prototyping and testing of databases.
Includes: management of user rules, passwords, monitoring usage and response times.
Disposal and TransferDisposal of equipment or assets no longer required by the University.
Installation 
  • The process of assigning of equipment and software to employees or organisational units.
LeasingLeasing of items and equipment to or from another organisation.
MaintenanceUpkeep, repair, servicing, modification and preservation of conditions of equipment.
NetworkConnecting and maintaining networks.
PABX and TelephonyInstallation, configuration and relocation of telecommunications equipment and facilities.
Planning and EvaluationPlanning how objectives can be achieved, implementing plans, monitoring and evaluating implementation.
  • Includes: compliance with standards and reporting.
Policy and ProceduresDevelopment and establishment of decisions, directions and precedents which act as a reference for future decision making as the basis from which the University's standard methods of operating are determined.
  • Includes: guidelines.
Procurement and AcquisitionBuying or getting use of equipment and software.
SecurityProtection of equipment or information from accidental or intentional damage or from unauthorised access.
Service DeskKeeping computer systems in effective operation on a daily basis.
  • Includes: fault reporting, help and desktop support.
System AdministrationImplementation, maintenance and monitoring of technology and telecommunication systems and projects within the University.

 

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